A new SEBI circular is released.

Legal teams read PDFs.

Compliance teams create spreadsheets.

Operations teams coordinate over email.

Weeks later...
Compliance is finally complete.

What if this entire process took minutes instead of weeks?

● SEBI Securities Market TechSprint 2026

Comply - OS

The Agentic Compliance Operating System

Note: We will use Angular for production. This is a conceptual presentation.

Explore The Future

300+

SEBI Circulars / Year

1,000s

Of Compliance Tasks

Weeks

Of Manual Effort

The Compliance Bottleneck

The Current Journey vs. Comply - OS

Traditional Compliance Process
📄 Circular
⚖️ Legal Team
⚙️ Operations
🛡️ Compliance
📋 Audit
⚠️ Business Risk
Agentic Compliance Process
📄 Circular
Comply - OS Agents
✅ Automated Workflow & Immutable Audit
The Paradigm Shift

Why Existing Tools Fail

Static PDF Docs
AI-Parsed Logic Trees
Excel Trackers
Autonomous Workflows
Email Coordination
Intelligent Orchestration
Manual Execution
Agentic Action
Reactive Audits
Continuous Evidence
Beyond LLM Wrappers

Why Agentic AI?

Most compliance tools just answer questions about regulations. Comply - OS executes them.

Traditional AI

Answers Questions

VS

Agentic AI

1. Reads Regulation
2. Reasons Impact
3. Plans Workflows
4. Assigns Tasks
5. Explains Logic
6. Audits Evidence
Multi-Agent Architecture

Meet Your AI Compliance Workforce

Specialized AI agents working collaboratively—just like a real enterprise team.

Regulation Agent

Continuously reads SEBI circulars, extracting distinct legal obligations and actionable clauses.

Focus: Data Ingestion
Interpretation Agent

Translates legal text into operational context, identifying exactly which departments are impacted.

Focus: Contextual Reasoning
Workflow Agent

Synthesizes interpreted rules into executable Standard Operating Procedures and assigns tasks.

Focus: Orchestration
Audit Agent

Collects evidence autonomously and maintains an immutable, cryptographically secure audit trail.

Focus: Defensibility
Risk Agent

Monitors task execution in real-time, calculates risk scores, and detects potential compliance gaps.

Focus: Proactive Mitigation
Compliance Copilot

Conversational interface for officers to query regulations, ask for summaries, and get recommendations.

Focus: Human-in-the-Loop
Real-Time Visibility

The Command Center

Comply - OS Dashboard

SEBI Cyber Security Framework Execution

Protected
Compliance Score

96%

2

Critical

12

Pending

89

Completed

8

AI Insights
Active Agent Workflows
View All

Network Segmentation SOP update

Assigned to: IT Infrastructure Team
In Progress

Quarterly Audit Evidence Collection

Assigned to: Audit Agent (Autonomous)
Completed

Review Cyber Attack Incident Response Plan

Assigned to: Risk Agent (Review Phase)
Action Required
Transparency First

Explainable AI Architecture

Judges and auditors demand transparency. Comply - OS leaves a perfect mathematical trace for every automated decision.

AI Recommendation

"Implement Multi-Factor Authentication for VPN access immediately."

Why?

Matches SEBI Cyber Security Circular Clause 4.2.

Regulation Reference

SEBI/HO/MIRSD/CIR/2026/14

Internal Evidence

Current VPN config lacks 2FA enforce rule.

AI Confidence
98%
Autonomous Action Taken: High Priority IT Ticket Created
Enterprise Value

Projected Business Impact

75%

Reduction in
Compliance Time

60%

Lower Manual
Intervention

100%

Real-time Audit
Traceability
Official Submission

TechSprint 2026 Summary

Project Title

Comply - OS

Theme

Agentic AI in Financial Markets

Problem Statement

Agentic Compliance – From Regulatory Text to Operational Action

Team Details

Doing this project individually as a professional

Conceptual Presentation Technology

HTML5 CSS3 Bootstrap 5 Vanilla JS

Production Tech Stack

Angular TypeScript Python FastAPI PostgreSQL Redis Docker Azure

Agentic AI Stack

LLMs RAG Knowledge Graph Vector Database
GitHub View Repository

Imagine every regulation
becoming an executable workflow
within minutes.

Comply - OS

The Agentic Compliance Operating System